// See KmTree.cpp // // Author: David Arthur (darthur@gmail.com), 2009 // Includes #include "KmTree.h" #include #include #include using namespace std; KmTree::KmTree(int n, int d, Scalar *points): n_(n), d_(d), points_(points) { // Initialize memory // DD: need to cast to long otherwise malloc will fail // if we need more than 2 gigabytes or so int node_size = sizeof(Node) + d_ * 3 * sizeof(Scalar); node_data_ = (char*)malloc((2*(long unsigned int)n-1) * node_size); point_indices_ = (int*)malloc(n * sizeof(int)); for (int i = 0; i < n; i++) point_indices_[i] = i; KM_ASSERT(node_data_ != 0 && point_indices_ != 0); // Calculate the bounding box for the points Scalar *bound_v1 = PointAllocate(d_); Scalar *bound_v2 = PointAllocate(d_); KM_ASSERT(bound_v1 != 0 && bound_v2 != 0); PointCopy(bound_v1, points, d_); PointCopy(bound_v2, points, d_); for (int i = 1; i < n; i++) for (int j = 0; j < d; j++) { if (bound_v1[j] > points[i*d_ + j]) bound_v1[j] = points[i*d_ + j]; if (bound_v2[j] < points[i*d_ + j]) bound_v1[j] = points[i*d_ + j]; } // Build the tree char *temp_node_data = node_data_; top_node_ = BuildNodes(points, 0, n-1, &temp_node_data); // Cleanup PointFree(bound_v1); PointFree(bound_v2); } KmTree::~KmTree() { free(point_indices_); free(node_data_); } Scalar KmTree::DoKMeansStep(int k, Scalar *centers, int *assignment) const { // Create an invalid center for comparison purposes Scalar *bad_center = PointAllocate(d_); KM_ASSERT(bad_center != 0); memset(bad_center, 0xff, d_ * sizeof(Scalar)); // Allocate data Scalar *sums = (Scalar*)calloc(k * d_, sizeof(Scalar)); int *counts = (int*)calloc(k, sizeof(int)); int num_candidates = 0; int *candidates = (int*)malloc(k * sizeof(int)); KM_ASSERT(sums != 0 && counts != 0 && candidates != 0); for (int i = 0; i < k; i++) if (memcmp(centers + i*d_, bad_center, d_ * sizeof(Scalar)) != 0) candidates[num_candidates++] = i; // Find nodes Scalar result = DoKMeansStepAtNode(top_node_, num_candidates, candidates, centers, sums, counts, assignment); // Set the new centers for (int i = 0; i < k; i++) { if (counts[i] > 0) { PointScale(sums + i*d_, Scalar(1) / counts[i], d_); PointCopy(centers + i*d_, sums + i*d_, d_); } else { memcpy(centers + i*d_, bad_center, d_ * sizeof(Scalar)); } } // Cleanup memory PointFree(bad_center); free(candidates); free(counts); free(sums); return result; } // Helper functions for constructor // ================================ // Build a kd tree from the given set of points KmTree::Node *KmTree::BuildNodes(Scalar *points, int first_index, int last_index, char **next_node_data) { // Allocate the node Node *node = (Node*)(*next_node_data); (*next_node_data) += sizeof(Node); node->sum = (Scalar*)(*next_node_data); (*next_node_data) += sizeof(Scalar) * d_; node->median = (Scalar*)(*next_node_data); (*next_node_data) += sizeof(Scalar) * d_; node->radius = (Scalar*)(*next_node_data); (*next_node_data) += sizeof(Scalar) * d_; // Fill in basic info node->num_points = (last_index - first_index + 1); node->first_point_index = first_index; // Calculate the bounding box Scalar *first_point = points + point_indices_[first_index] * d_; Scalar *bound_p1 = PointAllocate(d_); Scalar *bound_p2 = PointAllocate(d_); KM_ASSERT(bound_p1 != 0 && bound_p2 != 0); PointCopy(bound_p1, first_point, d_); PointCopy(bound_p2, first_point, d_); for (int i = first_index+1; i <= last_index; i++) for (int j = 0; j < d_; j++) { Scalar c = points[point_indices_[i]*d_ + j]; if (bound_p1[j] > c) bound_p1[j] = c; if (bound_p2[j] < c) bound_p2[j] = c; } // Calculate bounding box stats and delete the bounding box memory Scalar max_radius = -1; int split_d = -1; for (int j = 0; j < d_; j++) { node->median[j] = (bound_p1[j] + bound_p2[j]) / 2; node->radius[j] = (bound_p2[j] - bound_p1[j]) / 2; if (node->radius[j] > max_radius) { max_radius = node->radius[j]; split_d = j; } } PointFree(bound_p2); PointFree(bound_p1); // If the max spread is 0, make this a leaf node if (max_radius == 0) { node->lower_node = node->upper_node = 0; PointCopy(node->sum, first_point, d_); if (last_index != first_index) PointScale(node->sum, Scalar(last_index - first_index + 1), d_); node->opt_cost = 0; return node; } // Partition the points around the midpoint in this dimension. The partitioning is done in-place // by iterating from left-to-right and right-to-left in the same way that partioning is done for // quicksort. Scalar split_pos = node->median[split_d]; int i1 = first_index, i2 = last_index, size1 = 0; while (i1 <= i2) { bool is_i1_good = (points[point_indices_[i1]*d_ + split_d] < split_pos); bool is_i2_good = (points[point_indices_[i2]*d_ + split_d] >= split_pos); if (!is_i1_good && !is_i2_good) { int temp = point_indices_[i1]; point_indices_[i1] = point_indices_[i2]; point_indices_[i2] = temp; is_i1_good = is_i2_good = true; } if (is_i1_good) { i1++; size1++; } if (is_i2_good) { i2--; } } // Create the child nodes KM_ASSERT(size1 >= 1 && size1 <= last_index - first_index); node->lower_node = BuildNodes(points, first_index, first_index + size1 - 1, next_node_data); node->upper_node = BuildNodes(points, first_index + size1, last_index, next_node_data); // Calculate the new sum and opt cost PointCopy(node->sum, node->lower_node->sum, d_); PointAdd(node->sum, node->upper_node->sum, d_); Scalar *center = PointAllocate(d_); KM_ASSERT(center != 0); PointCopy(center, node->sum, d_); PointScale(center, Scalar(1) / node->num_points, d_); node->opt_cost = GetNodeCost(node->lower_node, center) + GetNodeCost(node->upper_node, center); PointFree(center); return node; } // Returns the total contribution of all points in the given kd-tree node, assuming they are all // assigned to a center at the given location. We need to return: // // sum_{x \in node} ||x - center||^2. // // If c denotes the center of mass of the points in this node and n denotes the number of points in // it, then this quantity is given by // // n * ||c - center||^2 + sum_{x \in node} ||x - c||^2 // // The sum is precomputed for each node as opt_cost. This formula follows from expanding both sides // as dot products. See Kanungo/Mount for more info. Scalar KmTree::GetNodeCost(const Node *node, Scalar *center) const { Scalar dist_sq = 0; for (int i = 0; i < d_; i++) { Scalar x = (node->sum[i] / node->num_points) - center[i]; dist_sq += x*x; } return node->opt_cost + node->num_points * dist_sq; } // Helper functions for DoKMeans step // ================================== // A recursive version of DoKMeansStep. This determines which clusters all points that are rooted // node will be assigned to, and updates sums, counts and assignment (if not null) accordingly. // candidates maintains the set of cluster indices which could possibly be the closest clusters // for points in this subtree. Scalar KmTree::DoKMeansStepAtNode(const Node *node, int k, int *candidates, Scalar *centers, Scalar *sums, int *counts, int *assignment) const { // Determine which center the node center is closest to Scalar min_dist_sq = PointDistSq(node->median, centers + candidates[0]*d_, d_); int closest_i = candidates[0]; for (int i = 1; i < k; i++) { Scalar dist_sq = PointDistSq(node->median, centers + candidates[i]*d_, d_); if (dist_sq < min_dist_sq) { min_dist_sq = dist_sq; closest_i = candidates[i]; } } // If this is a non-leaf node, recurse if necessary if (node->lower_node != 0) { // Build the new list of candidates int new_k = 0; int *new_candidates = (int*)malloc(k * sizeof(int)); KM_ASSERT(new_candidates != 0); for (int i = 0; i < k; i++) if (!ShouldBePruned(node->median, node->radius, centers, closest_i, candidates[i])) new_candidates[new_k++] = candidates[i]; // Recurse if there's at least two if (new_k > 1) { Scalar result = DoKMeansStepAtNode(node->lower_node, new_k, new_candidates, centers, sums, counts, assignment) + DoKMeansStepAtNode(node->upper_node, new_k, new_candidates, centers, sums, counts, assignment); free(new_candidates); return result; } else { free(new_candidates); } } // Assigns all points within this node to a single center PointAdd(sums + closest_i*d_, node->sum, d_); counts[closest_i] += node->num_points; if (assignment != 0) { for (int i = node->first_point_index; i < node->first_point_index + node->num_points; i++) assignment[point_indices_[i]] = closest_i; } return GetNodeCost(node, centers + closest_i*d_); } // Determines whether every point in the box is closer to centers[best_index] than to // centers[test_index]. // // If x is a point, c_0 = centers[best_index], c = centers[test_index], then: // (x-c).(x-c) < (x-c_0).(x-c_0) // <=> (c-c_0).(c-c_0) < 2(x-c_0).(c-c_0) // // The right-hand side is maximized for a vertex of the box where for each dimension, we choose // the low or high value based on the sign of x-c_0 in that dimension. bool KmTree::ShouldBePruned(Scalar *box_median, Scalar *box_radius, Scalar *centers, int best_index, int test_index) const { if (best_index == test_index) return false; Scalar *best = centers + best_index*d_; Scalar *test = centers + test_index*d_; Scalar lhs = 0, rhs = 0; for (int i = 0; i < d_; i++) { Scalar component = test[i] - best[i]; lhs += component * component; if (component > 0) rhs += (box_median[i] + box_radius[i] - best[i]) * component; else rhs += (box_median[i] - box_radius[i] - best[i]) * component; } return (lhs >= 2*rhs); } Scalar KmTree::SeedKMeansPlusPlus(int k, Scalar *centers) const { Scalar *dist_sq = (Scalar*)malloc(n_ * sizeof(Scalar)); KM_ASSERT(dist_sq != 0); // Choose an initial center uniformly at random SeedKmppSetClusterIndex(top_node_, 0); int i = GetRandom(n_); memcpy(centers, points_ + point_indices_[i]*d_, d_*sizeof(Scalar)); Scalar total_cost = 0; for (int j = 0; j < n_; j++) { dist_sq[j] = PointDistSq(points_ + point_indices_[j]*d_, centers, d_); total_cost += dist_sq[j]; } // Repeatedly choose more centers for (int new_cluster = 1; new_cluster < k; new_cluster++) { while (1) { Scalar cutoff = (rand() / Scalar(RAND_MAX)) * total_cost; Scalar cur_cost = 0; for (i = 0; i < n_; i++) { cur_cost += dist_sq[i]; if (cur_cost >= cutoff) break; } if (i < n_) break; } memcpy(centers + new_cluster*d_, points_ + point_indices_[i]*d_, d_*sizeof(Scalar)); total_cost = SeedKmppUpdateAssignment(top_node_, new_cluster, centers, dist_sq); } // Clean up and return free(dist_sq); return total_cost; } // Helper functions for SeedKMeansPlusPlus // ======================================= // Sets kmpp_cluster_index to 0 for all nodes void KmTree::SeedKmppSetClusterIndex(const Node *node, int value) const { node->kmpp_cluster_index = value; if (node->lower_node != 0) { SeedKmppSetClusterIndex(node->lower_node, value); SeedKmppSetClusterIndex(node->upper_node, value); } } Scalar KmTree::SeedKmppUpdateAssignment(const Node *node, int new_cluster, Scalar *centers, Scalar *dist_sq) const { // See if we can assign all points in this node to one cluster if (node->kmpp_cluster_index >= 0) { if (ShouldBePruned(node->median, node->radius, centers, node->kmpp_cluster_index, new_cluster)) return GetNodeCost(node, centers + node->kmpp_cluster_index*d_); if (ShouldBePruned(node->median, node->radius, centers, new_cluster, node->kmpp_cluster_index)) { SeedKmppSetClusterIndex(node, new_cluster); for (int i = node->first_point_index; i < node->first_point_index + node->num_points; i++) dist_sq[i] = PointDistSq(points_ + point_indices_[i]*d_, centers + new_cluster*d_, d_); return GetNodeCost(node, centers + new_cluster*d_); } // It may be that the a leaf-node point is equidistant from the new center or old if (node->lower_node == 0) return GetNodeCost(node, centers + node->kmpp_cluster_index*d_); } // Recurse Scalar cost = SeedKmppUpdateAssignment(node->lower_node, new_cluster, centers, dist_sq) + SeedKmppUpdateAssignment(node->upper_node, new_cluster, centers, dist_sq); int i1 = node->lower_node->kmpp_cluster_index, i2 = node->upper_node->kmpp_cluster_index; if (i1 == i2 && i1 != -1) node->kmpp_cluster_index = i1; else node->kmpp_cluster_index = -1; return cost; }